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Application of the Direct Displacement Based Design Methodology for Different Types of RC Structural Systems
International Journal of Concrete Structures and Materials volume 7, pages 135–153 (2013)
Abstract
This study investigates the direct displacement based design (DDBD) approach for different types of reinforced concrete structural systems including single momentresisting, dual wallframe and dual steelbraced systems. In this methodology, the displacement profile is calculated and the equivalent single degree of freedom system is then modeled considering the damping characteristics of each member. Having calculated the effective period and secant stiffness of the structure, the base shear is obtained, based on which the design process can be carried out. For each system three frames are designed using DDBD approach. The frames are then analyzed using nonlinear timehistory analysis with 7 earthquake accelerograms and the damage index is investigated through lateral drift profile of the models. Results of the analyses and comparison of the nonlinear timehistory analysis results indicate efficiency of the DDBD approach for different reinforced concrete structural systems.
1 Introduction
In recent years, there has been a great tendency toward performancebased seismic design of structures. In this connection, various methods have been developed among which Capacity Spectrum Method (Freeman 1998), the N2 Method (Fajfar 2000), and Direct DisplacementBased Design can be enumerated. A relatively new performancebased seismic design procedure called the direct displacementbased design (DDBD) proposed by Priestley and Kowalsky (2000) has recently received notable acceptance among researchers. It seems that the methods could be a rational alternative to traditional erroneous forcebased seismic design of structures. The method defines the design performance level of the structure in terms of displacement limits. Therefore, displacement is the key parameter of the design method.
This paper investigates the DDBD of different types of reinforced concrete structural systems including single momentresisting, dual wallframe and dual steelbraced systems. There is a need for a design methodology that is applicable to dual system structures, because the dynamic behaviour of dual systems is considerably different from pure frame or wall or steel braced structures for which many design recommendations already exist. Such differences in dynamic behaviour are attributed principally to the interaction that takes place between different structural systems, which is not well accounted for in current design practice.
A further motivation for this study comes from the fact that combination of different structural systems results in an efficient earthquakeresisting system, and considering structural and aesthetic points of view combination of the structural systems presents considerable advantage over structures formed purely out of frames or walls or bracing systems.
The displacement based design of RC structures has been addressed increasingly in recent years, and the displacement based design of multiple degree of freedom RC structures has been the main philosophy of these approaches. Gulkan and Sozen (1974) investigated the nonlinear behavior of RC structures under dynamic loads, and presented equivalent equations for damping of single degree of freedom structures. Shibata and Sozen (1976) presented the substitute structure methodology for RC structures, and intended to devise a displacement based design method. Moehle (1992) suggested the general outline of a seismic resistant design approach based on the interstory relative displacement calculation using displacement response spectrum. Although the initial step of design using this approach is also calculation of stiffness, elastic time period and different strengths of the structure, it is quite different from the traditional methods as includes direct control of displacements instead of indirect control using ductility coefficients. The initial step of the approach recommended by Kowalsky et al. (1995) for single degree of freedom structures is determination of the maximum target displacement which can be obtained based on the ductility capacity being proportional to details of the members. Assuming an acceptable value for yield displacement, the designer converts the maximum displacement to the demand displacement ductility, and using a series of displacement response spectrums with different damping values (due to ductility values), calculates the effective period of the single degree of freedom structure in the maximum displacement. The ultimate results of the calculated yield strength based on the maximum displacement and secant stiffness is corresponding to the effective period. Calvi and Kingsley (1995), and Calvi and Pavese (1995) generalized this approach for the structures with multiple degrees of freedom. It should be noted that the ultimate results of all these approaches are the demand strength values based on which sections and dimensions of the members shall be computed.
In recent years, new approaches have been proposed which use different methodologies. Fardis et al. (1997) presented an approach based on the ultimate state design for gravity loads and displacement control under the service level characteristics. Chopra and Goel (2001) presented the application procedure of the inelastic design spectrum in DDBD. Assuming an initial displacement profile, Priestley and Kowalsky (2000) suggested a general design procedure for RC structures, following which Sullivan et al. (2006) developed the DDBD method for RC framewall structures. Sullivan et al. (2005) investigated a trial methodology which provided encouraging results when applied to regular framewall structures in which the frames were parallel to the walls. The research identified that the following two tasks were required to improve the accuracy of the methodology and thereby enable the Direct DBD (Priestley 2003) approach to be used for framewall structures:

Development of an expression for the displaced shape of framewall structures at maximum response, to enable equivalent SDOF characteristics to be established.

Development of an expression for the equivalent SDOF system ductility or equivalent viscous damping that takes into account the framewall interaction.
Sullivan et al. (2005) proposed that the design displacement profile be set as a function of the moment profile in the walls, using proportions of strength assigned at the start of the design procedure. There is experimental evidence that supports the validity of this approach as reported by Sullivan et al. (2004). Another recommendation made by Sullivan et al. (2005) was that the equivalent SDOF system viscous damping could be obtained by factoring the individual frame and wall components by the proportions of overturning they resist. The challenge in this paper is therefore to finalize the design procedure proposed by Sullivan et al. (2005) and to verify its accuracy through examination of a range of case study structures.
Belleri (2009) suggested the performance based design approach for RC precast buildings in 2009. Sullivan et al. (2009) investigated a DDBD code in 2009. Garcia et al. (2010) investigated the DDBD approach for steel frameRC wall dual systems in 2009. Pennucci et al. (2009) studied the DBD for RC precast walldamper systems.
RC buildings with steel bracings are the new structural systems addressed in rehabilitation of RC structures in recent years and researches are extensively investigating on application of steel bracing systems in such buildings. The research conducted by Higashi et al. (1981) on application of CBF and EBF bracing systems in rehabilitation of RC frames and the studies of Badox and Jirsa (1990) on nonlinear behavior modeling of bracing systems in RC frames can be cited as examples. Maheri and Sabahi (1997) suggested the direct connection of the internal bracing to the RC frame. Tasnimi and Masoomi (1999) experimentally investigated the direct use of steel bracings in RC frames. For this purpose, the manufactured frames were subjected to static gravity loads and cyclic lateral loads. The results indicated that adding bracing to an RC frame, depending on the utilized details, considerably increases the equivalent stiffness of the frame and leads to notable change in its behavior. Ghaffarzadeh and Maheri (2006a, b) showed that different directly connected internal bracing systems can be used effectively in retrofitting of the existing concrete frames as well as shear resisting elements for the construction of new RC structures. Having conducted two cyclic experiments on an RC momentresisting frame and an RC frame with steel bracings, Youssef et al. (2007) came to the conclusion that the braced frame has more ductility and can resist greater lateral load. Maheri and Ghaffarzadeh (2008) investigated the amount of the interaction force between the RC frame and the steel bracing analytically and experimentally using the experiments conducted on RC moment resisting frames and RC frames with steel bracings. Malekpour et al. (2012) developed steps of the Displacement Based Design method for RC frames with steel bracings.
In this study, considering the ever increasing development of the DDBD and its use in RC buildings, the DDBD methodology is investigated for three lateral load resisting systems of reinforced concrete structures, i.e., RC Frame, RC WallFrame and SteelBraced RC Frame Systems. For this purpose, the displacement profile is calculated and the equivalent single degree of freedom system is then modeled considering the damping characteristics of each member. Having calculated the effective period and secant stiffness of the structure, the base shear is obtained, based on which the design process can be carried out. For each system three frames are designed using DDBD approach. The frames are then analyzed using nonlinear timehistory analysis with 7 earthquake accelerograms and the damage index is investigated through lateral drift profile of the models. Results of the analyses and comparison of the nonlinear timehistory analysis results indicate efficiency of the DDBD approach for different reinforced concrete structural systems located in nearfield regions.
2 Description of the Design Procedure
This section briefly describes the design procedure used in this study. Figure 1 displays the whole procedure using 4 successive steps. In DDBD methodology, the original structure is substituted with an equivalent SDOF system (Fig. 1a). This equivalent system is represented by a secant stiffness (K_{ e }) at maximum response (Fig. 1b), equivalent viscous damping including both the viscous and hysteretic dampings inherent in the real structure, and an effective mass (m_{ e }) and height (Fig. 1a). Also, a set of equations define the mathematical relationship between displacement ductility and damping and a set of design displacement spectra have been used throughout the design process.
Assuming a design ductility, which is choosed by the designer based on ultimate design displacement and yield displacement of the real structure as μ_{∆} = ∆_{D}/∆_{y}, or simply based on code requirements, and using existing ductilitydamping diagrams, a design damping is selected for the equivalent SDOF system (Fig. 1c). Then, a design period is obtained using Fig. 1d and according to the specified design displacement and the specified equivalent viscous damping.
2.1 Assignment of Strength Proportions for Dual Systems
In order to develop the equivalent SDOF structure, strength proportions are assigned, by which the shear and moment profiles in the braces and shear walls can be established. The story shear above the base of the walls and bracings cannot be obtained directly from the design base shear. As such, wall shears and bracing shears are obtained as the difference between the total shear and the frame shear as shown in Eqs. (1a) and (1b). Recall that the frame story shear can be determined since it is dependent only on the strength of the beams up the building height (Sullivan et al. 2006).
where, V_{ b } is the total base shear, V_{ i,brace } is the bracing shear at level i,V_{ i,wall } is the wall shear at level i and V_{ i,total } is the total shear at level i, and V_{ i,frame } is the frame shear at level i.
For the purpose of establishing the inflection height, a triangular distribution of the fundamental mode inertia forces along the height of the structure is assumed. This approximation enables the total storey shear to be obtained as a function of the base shear as shown in Eq. (2) (Sullivan et al. 2006).
where V_{ i,total } is the total shear at level i, V_{ b } is the total base shear, and n is the total number of stories in the building. Assuming that beam moments are carried equally by columns above and below a beamcolumn joint, the frame storey shear is obtained as a function of the beam strength using Eq. (3) (Sullivan et al. 2006).
where, V_{ i,frame } is the frame shear at level i, M_{ b,i } is the beam moment at level i, and h_{ col } is the interstorey height. Although the beam strengths are not actually known to begin with, Eq. (3) is useful as it indicates that provided beams of equal strength are to be used, thus the frame storey shear is constant along the building height. Consequently, if 40 % of the base shear is being carried by the frames, this 40 % V_{ b } will be carried along the entire height of the frame. As such, the shear proportion carried by the frame can be substituted in Eqs. (1a) and (1b) and the brace shears and bending can be calculated, all as a function of the design base shear (GhorbaniAsl 2007).
2.2 Yield Deformation and Design Displacement Profile of Frames, Bracings and Walls
The ductility demands of the frames at level i can be obtained using Eq. (4).
where, μ_{ frame,i } is the frame ductility at level i, and θ_{ yframe } is the yield drift of the frame (from Eq. (5) (Priestley 2003)).
where Δ_{ i }, Δ_{i−1}, h_{ i }, and h_{i−1}, are the displacements and heights at level i and level i−1, respectively.
The design displacement profile is developed using the various values obtained as the following for each of the systems, together with the design story drift using Eqs. (6) to (13).
For RC frame models:
In Eq. (6), θd is design story drift, h_{ i } is the ith story height, and n is the number of stories. It has been suggested by Pettinga and Priestley (2005) that the Δ_{ i } be multiplied by a reduction factor of 0.85. In this study, this factor was found to be effective and therefore was included in calculating story design displacement. The design interstory drift (θ_{ d }) was considered to be 2.5 % for this study
In Eq. (7), ε_{ y }, l_{ b }, h_{ b } and h_{ m } are yield strain of longitudinal bars, bay length, beam height and effective height of the structures (which can be assumed to be 0.7 h_{ n } for framed structures), respectively.
For RC wallframe models:
The displacement profile of the structure at yield of the wall, Δ_{ iy }, can then be established using the wall yield curvature, inflection height and storey height in accordance with Eq. (9a, 9b).
The yield curvature of the walls, ϕ_{ yWall }, is firstly obtained using Eq. (10) (Priestley 2003).
where ε_{ y } is the yield strain of the longitudinal reinforcement in the wall and L_{ w } is the wall length.
θ_{ d } is the design storey drift, and h_{ i } is the height at level i. Note that the design story drift can be initially taken as the code limit for nonstructural damage, reduced to allow for higher mode effects in accordance with Eq. (11).
where N is the number of stories, MOT, frame is the overturning resistance of the frame and MOT, total is the total overturning resistance of the structure. This approximate equation was proposed after reviewing the results of initial trial case studies (Sullivan et al. 2006). As mentioned before, the ratio of frame to total overturning resistance can be obtained in terms of the base shear using the strength assignments made at the start of the design procedure.
For Steel braced RC frame models:
The yield deformation of bracing is calculated using Eq. (13) (GhorbaniAsl 2007).
where F_{ y } is the yield stress of steel, L_{ bri } is length of the bracing element at Level i, E is the steel modulus of elasticity, and θ refers to the orientation of the bracing elements in the undeformed configuration.
2.3 Equivalent SDOF Characteristics
With knowledge of the displacement profile at maximum response; Δ_{ i }, the seismic masses; m_{ i }, and storey heights; h_{ i }, the equivalent SDOF design displacement; Δ_{ d }, effective mass; m_{ e }, and effective height; h_{ e }, can be calculated as shown in Eqs. (14–16) (Sullivan et al. 2004), respectively.
2.4 Determine the Design Base Shear and Member Strengths
With the effective period established, the effective stiffness, K_{ e }, is determined in accordance with Eq. (17).
where m_{ e } is the effective mass (from Eq. (15)) and T_{ e } is the effective period. This effective stiffness is then multiplied by the design displacement, Δ_{ d }, to obtain the base shear, V_{ b }, as shown by Eq. (18).
Individual member strengths are then determined maintaining the strength proportions assigned at the start of the design process. Note however that rather than using a triangular lateral force distribution, better results are obtained distributing the base shear along the height of the structure according to Eq. (19).
where, F_{ i } is the portion of base shear applied at level i, m_{ i } is the mass at level i, and Δ_{ i } the displacement at level i.
2.5 Equivalent Viscous Damping
One of the most important parameters required for DDBD approach is equivalent viscous damping. Thus, in this section the methodology used for calculation of this parameter is given for the structural systems investigated in this study.
Equivalent viscous damping is a function of ductility and the effective period (Malekpour et al. 2012; Priestley and Grant 2005; Blandon 2004).
When beams of equal strength are used along the height of the structure, the ductility obtained from Eq. (4) for each story can be averaged to give the frame displacement ductility demand. The proposed procedure determines the equivalent damping in such a way that when this damping is applied to a SDOF system with a definite effective period which is obtained based on the secant stiffness in the maximum displacement response, response of this SDOF system becomes consistent with the nonlinear timehistory analysis response. Finally, the objective is to propose an equation that calculates the equivalent damping factor for DDBD. In order to obtain the equivalent damping, the following method which is based on Blandon`s method (Blandon 2004) is used.
The process is repeated for effective periods from 0.5 to 4 s each 0.5 s, for 5 ductility levels from 2 to 6. Six different hysteretic curves are used and all the cases are analyzed for six records.
Step 1: Initially, an effective period (T_{ eff }) and a ductility level (μ) are selected.
where N is the total number of stories and μ_{ sys } is the system ductility.
Step 2: The equivalent damping factor ξ is estimated. For the first iteration this was based on Jacobsen’s approach (Jacobsen 1930) according to the hysteretic loop considered. However, after the results of the first iteration were obtained, the equivalent damping was changed in the next iterations to improve the substitute structure/timehistory agreement. The significant assumption of this step would be definition of the initial viscous damping factor ξ_{ 0 } which is assumed equal to zero to prevent its effect.
Step 3: The average damped displacement spectrum is determined, as shown in Fig. 2.
Step 4: An initial response displacement (Δ_{ spec }) is obtained from the actual average damped spectrum (nonsmoothed) for the selected effective period T_{ eff }, as shown in Fig. 2.
Step 5: For a given hysteretic model, the initial stiffness (K_{ ini }) and yielding force (F_{ y }) are defined using Δ_{ spec }, mass (m_{ eff }), effective period (T_{ eff }) and the ductility (μ) as follows:
The yield force F_{ y } can be found from the ductility and maximum response force using hystereticmodelspecific equations. The initial stiffness K_{ ini } can then be computed as:
Step 6: Timehistory analysis is run for each of the records and the maximum displacements are obtained.
Step 7: The displacements obtained from Step 6 are compared with that from Step 4.
Step 8: If the displacements are similar (within a tolerance of 3 %), the damping factor is not changed and the process is repeated from Step 1 with the next T_{ eff } and μ; otherwise, the damping factor is modified and the process is repeated from Step 2.
Using Eq. (24), the equivalent damping parameters can be calculated (Priestley and Grant 2005).
where r is the postelastic stiffness coefficient, typically taken as 0.05 for new RC structures. Damping for the equivalent SDOF system is determined using Eq. (25) (Priestley and Grant 2005).
For RC wall fram, wall equivalent viscous damping components are calculated using Eq. (26)
The equivalent viscous damping for equivalent SDOF system is determined using Eq. (27) (Priestley and Grant 2005).
where, M_{ OT,frame } is the overturning resistance of the frames and M_{ brace } is the overturning resistance (flexural strength) of the braces.
Note: {\mathit{\zeta}}_{\mathit{frame}} is calculated using Eq. (24)
For Steel braced RC frame models, the constitutive model considered for the steel bracing to calculate the equivalent viscous damping is Ramberg–Osgood model, and the loading curve complies with Eq. (28) (Blandon 2004).
Finally, Blandon proposed the EVDF for six different constitutive models using statistical approaches and the equations are presented in Eq. (29).
where a, b, c are the constant coefficients defined for each hysteresis model and are given in Table 1, μ is the ductility factor, T is the effective period, and N is the normalization factor and the model considered in this study is Ramberg–Osgood model.
The equivalent viscous damping for equivalent SDOF system is determined using Eq. (30) (Malekpour et al. 2012).
Note: {\mathit{\zeta}}_{\mathit{frame}} is calculated using Eq. (24).
At this point of the design process, the equivalent viscous damping has been established for the systems being investigated and as such, the displacement spectrum is developed at the design level of damping. This can be done using a dampingdependent scaling factor appropriate for the seismological characteristics of the design region. CEN (1998) recommends that the η value obtained from Eq. (31) be used to scale the elastic spectrum to the damping level of interest.
where, ξ_{ SDOF } is the equivalent viscous damping of the system as given by Eqs. (25), (27), and (30). The design displacement is then used to read (or interpolate between known points) the required effective period, T_{ e }, as shown in Fig. 2.
The spectral values of all the other damping values, excluding damping 5 %, with modification factor of EC8 CEN (1998) is obtained as Eq. (32).
where, ξ is the structure damping and is expressed as a percentage of the critical damping for the considered design limits.
The effective period obtained from Fig. 2 is compared with the initial period. If this period does not agree with the initial period, replaces the initial period and the process is repeated. When the effective period agrees with the initial period, it will be the design period and will be used for obtaining the design base shear.
2.6 Design Flowcharts
In this section the DDBD methodology employed for the above mentioned systems is clarified via the flowcharts shown in Figs. 3, 4, and 5. For each system three 4, 8 and 12story models are designed based on the corresponding chart.
2.6.1 RC Frame Systems
The DDBD parameters calculated for the RC frame models are given in Table 2.
2.6.2 RC WallFrame Systems
The DDBD parameters calculated for the RC wallframe models are given in Table 3.
2.6.3 RC Steel Braced Frame Systems
The DDBD parameters calculated for the steel braced RC frame models are given in Table 4.
3 Structural Models
Three 4story, 8story and 12story buildings with three different structural configurations (RC Frame, RC WallFrame and Steel Braced RC Frame Systems) are designed based on the DDBD approaches mentioned in each section and according to the following considerations.
The structures are assumed to be residential, placed in a very high seismicity region with Soil Type II and according to the Iranian Code of Practise for Seismic Design of Buildings (Standard No. 2800, third edition (2005)). The material properties are as the following:
An internal 2D frame is selected from each of the 4story, 8story and 12story buildings. The frames are 3.5 m in height and have 3 spans with 5 m in width. Figures 6, 7 and 8 display the schematic views of the above mentioned systems.
The cross section profiles that are designed for the members using DDBD approach are given in Tables 5, 6 and 7.
4 Performance Verification
In order to evaluate seismic performance of the structures designed using this method, the nonlinear timehistory analysis is carried out using PERFORM 3D (2006). For this purpose, FEMA concrete beam and FEMA concrete column have been used to model inelastic bending in concrete beams and columns, based on the FEMA 356 model. Brace Element is used for bracings and fiber elements are used for simulation of shear walls. Each FEMA beam component is actually two components, namely a plastic hinge and an elastic segment (Fig. 9).
The model for a FEMA concrete beam is similar to that for a steel beam. However, rotation hinges are used, instead of curvature hinges. This is because FEMA356 gives the properties for concrete beams and columns in terms of plastic end rotations rather than as multiples of the yield rotation.
Most of the inelastic components in PERFORM3D have the same form for the F–D relationship. This is a trilinear relationship with optional strength loss, as shown in Fig. 10. For further description about the key points of the F–D relationship please refer to reference FEMA (2002). The widely used hysteretic models of Ramberg–Osgood (from Blandon 2004) and Takeda (from Blandon 2004) were implemented for simulating the reinforcing steel and concrete behavior, respectively (Figs. 11, 12).
Rayleigh damping is used in PERFORM3D (2006) for timehistory analysis of the structures.
Rayleigh damping assumes that the structure has a damping matrix, C, given by:
where M is the structure mass matrix, K is the initial elastic stiffness matrix, and α and β are multiplying factors.
The physical meaning of αM + βK damping is illustrated in Fig. 13 (PERFORM3D 2006).
The models simulated using this software have been subjected to 7 accelerograms which were scaled to the utilized design spectrum. Table 8 shows some of the most important specifications of the records, and the elastic acceleration response spectrum of these accelerograms is indicated in Fig. 14.
Assignment of the base shear to the frames, walls and bracing elements of the analytical models are shown in Figs. 15 and 16.
Calculating the design displacement profile is one of the most important steps of DDBD. Figures 17, 18 and 19 display the displacement profiles of the 4, 8 and 12 story models for RC frame models, RC wallframe and steel braced RC frame models, respectively.
In this section, a very important verification parameter, namely “interstory drift” is discussed. Many studies have shown that interstory drift has a key role in damage potential of structures. Generally, building codes limit interstory drift to values within the range of 2–2.5 % of the story height. As mentioned earlier, a value of 2.5 % was selected for this study. The interstory drift response of the models are displayed in Figs. 20, 21 and 22.
Figure 20 represents the interstory drift profiles of the RC frame models under the selected pulsetype records. In these figures, the design interstory drift profile is also displayed. Referring to these diagrams, the method performs quite satisfactorily. Maximum interstory drifts in all RC frame models fall under the specified design profile. The overall profile shapes are similar to those expected for rigid frames. The shape of the profiles for the tall RC frame model (12 story frame) are very similar to natural higher mode shapes of these structures derived from Eigenvalue analysis of frames, implying that higher mode effects are important for tall frames.
Figure 21 indicates interstory drift profile of the RC wallframe models. Displacement responses of the models are in close agreement with each other, and interstory drifts of the all the models subjected to the records are below 2.5 %. All the lateral displacement responses exhibited some decrease in increasing displacement profile in upper stories which can be attributed to the fact that frames have dominant response in upper stories in comparison with structural walls.
Figure 22 indicates interstory drift profile of the steel braced RC frame models. The interstory drifts of the 4 and 8story models subjected to the records are below 2.5 %, but interstory drift of the 12story model subjected to the records exceeded the design interstory drift in Stories 1–4, which can be attributed to the bracing buckling in lower stories. The interstory drifts of the 4 and 8story models subjected to the records are below 2.5 %, except for Imperial Valley Record in both models and Erzincan and Sanfernando Record in the 8story model. However, interstory drift of the 12story model subjected to the records exceeded the design interstory drift in Stories 1–4 demonstrating the fact that this design method was not successful for the 12story model.
5 Concluding Remarks
The present study focuses on seismic behavior of nearfault RC structures design with a new performancebased design tool called the DDBD.
For this purpose, seismic response of RC frame systems in addition to dual RC wallframe and steel braced RC frame systems designed using DDBD are investigated.
Performance verification studies show that the method can be regarded as an appropriate alternative to current forcebased seismic design of structures. The method, performed quite satisfactorily in term of maximum interstory drift, even for tall models. Some deviations, especially in tall models, from design values are mainly due to the complex and highly varying nature of frequency content of nearfault records. Another important finding of the study is that, the DDBD methodology is able to design structures with quite controlled residual behavior, an interesting subject which needs further studies.
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Malekpour, S., Dashti, F. Application of the Direct Displacement Based Design Methodology for Different Types of RC Structural Systems. Int J Concr Struct Mater 7, 135–153 (2013). https://doi.org/10.1007/s4006901300432
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DOI: https://doi.org/10.1007/s4006901300432